Security Broker/Dealer Errors & Omissions

Broker/Dealer E&O Insurance is not a “one size fits all” proposition. Each brokerage firm faces unique exposures, and the policy forms vary widely from insurance company to insurance company. Coverage can and should be tailored to the specific activities and exposures of each broker/dealer firm. Having an insurance professional specifically representing your interests to the insurance company is a must to ensure a quality program. Representing firms throughout the country, of all sizes, The Daniel & Henry Co. has been providing consultative insurance services to Security Broker/Dealers for over 13 years.

Let us conduct a formal review of your current E&O program. We will provide you with a straightforward analysis of the current policy, and offer substantive recommendations on coverage improvements. Obviously, we want you to work with us, but if you choose not to do so, you have our recommendations to act upon as you see fit.

For additional information, contact Conrad M. Deneault, Jr., CIC at 866.284.5261, via email at